Employees and Ownership

 

Trends, Characteristics, and Policy Implications of

State Employee Ownership Legislation

 

 

 

 

 

 

 

 

 

 

 

 

 

John Grummel and John Logue

 

 

Ohio Employee Ownership Center

Kent State University


Table of Contents

List of Figures 3

Acknowledgements                4

I.  Employee Ownership as Public Policy  7

Introduction 7

What is to come!            9

II.  Review of Employee Ownership Performance Literature     11

Introduction                    11

Employee Ownership Program Evaluation 11

Before the GAO Study 12

The General Accounting Office Study 14

After GAO Study          15

III.  A Survey of Employee Ownership Legislation at the State Level in the 1990s 19

Introduction                    19

Trends in Employee Ownership Legislation 19

Trend One 19

Trend Two 22

Trend Three 24

Concluding Remarks    24

IV.  Summary of State Employee Ownership Legislation    27

Introduction                    27

Increasing Awareness: State Policies, Education, and Interdepartmental Awareness                    27

Facilitating Employee Ownership 30

Providing Technical Assistance 31

Providing Financial Assistance 33

Encouraging Employee Participation                    35

Concluding Remarks    36

V.  The Ohio State Employee Ownership Program and Model State Program       37

Ohio Employee Ownership Program    37

A Model State Program    38

VI.  Conclusions and Recommendations               40

Appendix I.  Major Federal Legislation Concerning Employee Ownership   42

Appendix II.  Summary of Specific Employee Ownership Legislation by State            44

Works cited 71

About the Authors        75

 


List of Figures

 

Figure 1: State Policy Declarations Passed Concerning Employee Ownership            20

 

Figure 2: States which no longer have Policy Declaration or Program            21

      

Figure 3: State Policy Declarations Concerning Employee Ownership            28

      

Figure 4: State Policies Promoting Education and Interdepartmental Awareness            29

      

Figure 5: State Policies Facilitating Employee Ownership            30

      

Figure 6: State Policies Providing Technical Assistance            32

      

Figure 7: State Policies Providing Financial Assistance, by Type 33

      

Figure 8: Method of Financing            34

      

Figure 9: State Policies Encouraging Employee Participation          35

      


Acknowledgements

 

The contributions of numerous persons made this study possible.  The work done by Cathy Ivancic on the original study has been of the utmost importance in this follow up study.  Stevie Rinehart, in the earlier 1990s also contributed to this study by collecting data on state legislation and state programs in an earlier attempt to update the original study.  The most important contributors to this study were those people throughout the United States that have been involved in employee ownership programs that have provided information to the Ohio Employee Ownership Center over the years.  Their assistance is greatly appreciated.  John Grummel would like to thank Kent State University for the opportunity to work at the Ohio Employee Ownership Center and the Ohio Employee Ownership Center for providing the opportunity to work on this project.     
Preface

 

      The focus of this study is on legislation passed at the state level or what states have done concerning employee ownership.  There are three kinds of employee ownership legislation in the United States. The benefits and availability of these benefits vary by the type of legislation.  At the federal level there are two types of employee ownership legislation.  The first type is legislation that makes resources and services available to all takers.  This kind of employee ownership legislation has primarily been federal tax legislation. There have been 19 pieces of federal legislation encouraging and promoting employee ownership primarily through the tax code.  The benefits provided by tax breaks are available to all that would take advantage of them.  There is an extensive body of knowledge concerning the use of federal tax breaks. 

 

      The second kind of federal legislation is federal programs where responsibility for the operation of the program has been delegated to the states.  The benefits are available to those states that choose to implement the program.  The Job Training Partnership Act (JTPA), Title III and the Workforce Investment Act provide resources for preliminary feasibility studies for those states that choose to implement the program.  Thirteen states have taken advantage of these resources.  Nearly half of the states of these states have state employee ownership programs 

 

      The third type of employee ownership legislation is legislation that states choose to pass on their own.  At the state level, 28 states have passed employee ownership legislation.  Compared to what is known about employee ownership legislation (and its benefits) at the federal level, much less is known about the benefits available at the state level.  Legislation at the state level has manifested itself in a variety of forms from simple policy statements to extensive programs set up to assist potential employee-owners at all stages of an employee buyout.  This study provides an overview of the variety of employee ownership legislation at the state level.

 

      This study is of importance because it provides information that could benefit those most often unaware of the benefits available at the federal and state level.  This includes primarily employees and retiring owners, but also economic development departments, attorneys, employee ownership practitioners, policymakers, and policy entrepreneurs.  The information provided here can help expand the set of alternatives available to potential employee owners and the various groups that serve them. 

 

      For example, for employees, in a number of different situations, such information can help save their jobs.  In the case of shutdown, if Dislocated Worker Unit (DWU) personnel, or the employees to be impacted by a closing plant, are unaware of the resources available from the federal government the plant will most likely shutdown when it possibly could have been saved.  Job retention is also of importance to economic development departments and policymakers.  An added benefit is that employee ownership anchors capital in the community, which reduces some of the uncertainty of economic development created by capital flight.  For retiring owners, employee ownership provides a tax break to the retiring owner and allows the business to remain open.  Much more is known about the benefits provided by federal legislation than the benefits provided by state legislation.  For attorneys, this resource can provide additional information to retiring owners, employees to be impacted by possible plant closure, and business entrepreneurs, among others, about the advantages and benefits of employee ownership available at the state level.

 

      This study is more than just an update of the original studies that eventually led to the founding of the Ohio Employee Ownership Center at Kent State University (formerly Northeast Ohio Employee Ownership Center) in 1987.  This study not only updates the previous study, but it greatly expands upon the themes presented in the earlier study.   The data for this study was collected over a two-year period of time.  The first step was to review the original study done concerning states’ employee ownership legislation (Ivancic and Logue 1986) and data that had been collected by the Ohio Employee Ownership Center (OEOC) over the years since that study.

 

      It was obvious from such a review that much had changed and there was need for an update of the original study.  After all this information had been organized (and reorganized), a Lexis-Nexis search of state employee ownership and worker cooperative legislation was done.  The next step was to mail letters to state government departments that may/are/were involved in state employee ownership programs requesting more information about their programs, for example annual reports and any other information persons in these departments could offer. Thirty letters were sent and there were 8 responses (27% response rate).  The response rate was quite low due to the fact that a number of programs had ended; policies lapsed, were repealed, or not utilized. 

 

      To increase the number of contacts, attempts were made to reach these agencies and departments via telephone and electronic mail.  Similar efforts were used to contact people formerly associated with employee ownership programs.  When necessary, follow up calls was made to collect more information than was contained in return letters.  Nineteen electronic mail letters were sent and there were 12 responses (63% response rate).  26 phone calls were made with 18 responses (69% response rate).  A second and third Lexis-Nexis search, was done in February 1998 and March 1999, respectively, to keep as current as possible concerning any new legislation. 

 

      The following study is the culmination of this work.

 


I.  Employee Ownership as Public Policy

 

Introduction

 

      Twenty-five years ago the concept of employee ownership was virtually unknown in this country.  But that has changed.  An estimated 11,090 companies employing more than 7 million Americans are at least partially employee owned.[1]  Perhaps 2,500 of these, employing at least one and a half million workers, are majority owned. Most of these are profitable companies sold to their employees by retiring owners, bought by their employees to avoid other purchasers, or the companies partially acquired by their employees through company contributions to Employee Stock Ownership Plans (ESOPs).  In Ohio, only a handful--perhaps 5% of the majority employee-owned firms-were acquired by their employees to avert shutdown.[2]  Nationally, it is estimated that only 1 to 2% of employee owned firms were acquired to avert shutdown.[3]

 

      Employee ownership owes its current success not to utopian aspirations but to the tax code.  Since ESOPs were first mentioned in the Regional Rail Reorganization Act of 1973, nineteen federal laws have been passed affecting them.  The most notable was the Employee Retirement and Income Security Act of 1974 (ERISA), which established tax deductibility of employer contributions to ESOPs.  Since then a number of other measures have established regulations for ESOPs and expanded their tax advantages.[4]  Resources for employee ownership are also available through JTPA and the Workforce Investment Act.

 

      Twenty-eight states have passed employee ownership legislation since 1974.  The type, and amount, of legislation has varied from nothing more than a simple policy declaration encouraging employee ownership to legislation providing for the encouragement, promotion, and facilitation of employee ownership.  The allocation of resources to and utilization of various types of programs, established by state legislation, has also varied greatly from state to state.  The apparent function of the legislation also appears to have varied by state, and over time.     

 

      Current law makes ESOPs beneficial to practically everyone.[5]  Employee shares are first taxable when sold, generally at retirement when income and taxes are lower.  Company contributions are deductible: and until 1996 commercial lenders were permitted to deduct half the interest on ESOP loans from their income; and businessmen who sell closely held companies to their employees are permitted to defer capital gains taxes by rolling their capital gains over into other corporate equities.  In 1996, ESOPs became eligible to become tax-free by electing to be treated as an S corporation.[6]  These tax advantages have made ESOPs the primary form for employee ownership.  So while there have been modest expansions in the other forms of employee ownership such as production cooperatives,[7] ESOPs have become one of the most rapidly growing forms of ownership over the last two decades.

 

      It is important to note at the outset, that employee ownership is not a panacea for all the ills afflicting industrial states.  As one employee ownership proponent points out “for every success, in the 1970s and early 1980s, half a dozen or more buyouts failed.”[8]  These failures were more often due to the lack of timely and accurate information rather than due to market conditions.[9]  However, as stated in one business editorial “it is aone concept that can raise both corporate competitiveness and employee wealth without gumming up the free market.”[10] 

 

      States have sought to promote employee ownership as an alternative to plant shutdowns and as a strategy for broadening ownership of capital.  However, employee ownership as a means to prevent shutdown is more often promoted for political motives rather than economic realities.[11]  That being said, it is a form of ownership that seems to be highly compatible with keeping jobs where people are and protecting state and local economies against the capricious decisions of distant conglomerates and multinational corporations. 

 

      State and local communities, as the economy becomes more globalized have become more focused on methods of job retention and creation.  This point is quite clear in the economic development literature.  As accurately stated by one economic development practitioner:

 

   “As the rate of capital and labor mobility accelerates, and the global competition for investment tightens, local communities become more vulnerable to external decisions that can dramatically influence their economic well-being.  The complexity and rapidity of these economic changes threaten the stability of local revenue sources….  This revenue imperative-the effort to increase the stability of the local revenue base-prompts many local officials to seek new types of economic activity to provide more local jobs.”[12] 

 

      Employee ownership provides an alternative strategy that can greatly reduce the risk and uncertainty associated with capital flight.  Research has shown that employee ownership not only helps retain jobs but can create jobs. Employee ownership not only benefits the employees of the employee-owned firm but the community at large.  Firms build relationships with other local firms that often tend to be customers and suppliers. Local firms are not only dependent on the local consumer but other local businesses.  In light of this complex relationship, the closing of a business not only impacts the employees of the closing firm but other local firms with which the closing firm did business.[13]  Implementation of employee ownership at a closing plant allows these relationships to continue.

 

What is to come!

 

      This study covers several aspects of employee ownership legislation and states’ role in utilizing employee ownership as an economic development strategy. Section II presents a review of employee ownership studies, specifically regarding performance and productivity.  The evidence suggests that increased productivity at employee-owned firms is correlated to the age of the ESOP.  Earlier studies also suggest that not all types of employee ownership are equal.  Section III examines trends associated with the passage of employee ownership legislation since 1974.  Particular attention is paid to the amount of legislation, the type, and the location of the states where the legislation passed.    Section IV presents an overview of state employee ownership legislation passed to date. Section V presents an overview of the Ohio program and a proposal for a model state policy program [or strategy] based on the overall analysis.  This model is built on the success of earlier policies while at the same time attempting to correct for earlier policy failures.  Section VI provides a synopsis of the paper and speculates on the future of employee ownership as an effective economic development strategy.

 


II.  Review of Employee Ownership Performance Literature

 

Introduction

 

      There has been only one in-depth study concerning the effectiveness of state employee ownership policy efforts.[14]  However, there have been several exploratory studies done on state employee ownership legislation.[15]  One field of employee ownership that has received much more attention, and is the primary focus of this review, are performance comparisons of employee owned firms with traditional firms and the impact of worker participation. 

 

      Concerning the performance of employee-owned firms compared with conventional firms, the literature is much more extensive.  There have been at least 25 such studies since the 1970s.   This literature will be presented in three parts.  First, studies done prior to the 1987 General Accounting Office study will be discussed.  Second, the findings of the General Accounting Office study on employee ownership will be presented.  The GAO study provides a convenient dividing point for two reasons.  First, chronologically, it was done at the midway point between passage of the Employee Retirement and Income Security Act of 1974 and the present.  Second and more importantly, it cast serious doubt on the validity of earlier studies leading to more rigorous studies concerning employee ownership.  The third part will focus on studies conducted after the General Accounting Office study.

 

Employee Ownership Program Evaluation

 

In 1990, the National Center for Employee Ownership (NCEO) did an evaluation of the state employee ownership programs that were in operation at the time.  For the purpose of this of this review the focus will be on the key findings of the Ohio employee ownership program.[16]  The study found all the state programs were involved in outreach and networking.  The Ohio program published a semi annual newsletter, put on an annual conference, and created a network of Ohio employee-owned companies.  The annual conference was (and still is) the largest state conference on employee ownership. Ohio’s Employee Owned Network was deemed the largest and most successful project of its kind. 

It was also found that the state programs were also involved with providing technical assistance to some degree.  According to the study, the Ohio program appears to provide the right services to businesses and labor unions.  The quality of these services was also found to be quite high.  It was also found that the formation rates for employee ownership companies, in Ohio, grew faster than the national rate since the Ohio program was established.  The relative rate of employee ownership plan after the establishment of the Ohio program increased by 18%, and for only private companies the rate increased by 45%.  Lastly, state programs were also involved in research on employee ownership.  Concerning the research function the most extensive research on employee ownership within particular states has been conducted by employee ownership programs.[17]  Ohio’s program was found to be the most research intensive during this time. 

 

Before the GAO Study

 

Concerning early studies of employee ownership, there was substantial evidence presented that firms with significant employee ownership outperform “conventional” firms in a narrow economic sense.[18]  There were few studies disputing the evidence of these findings.[19]  Studies show that companies with employee stock ownership plans (ESOPs) had twice the productivity increases of comparable firms.[20]  An analysis for the New York Stock Exchange estimated that productivity in the U.S. would increase by 20% if American companies made a serious effort to involve employees in decision-making at all levels and reward them with the gains from this effort.[21]  One study found that employee ownership by itself was not necessarily related to increased productivity.  However, employee ownership firms coupled with employee participation were found to have higher productivity than do employee-owned firms without employee participation.[22]

 

      The evidence suggests that employee ownership is often more conducive to higher rates of employment growth than are traditional firms.  One study, in particular, reached the dramatic result that, in companies where employees own a majority of the stock; three times as many new jobs are created per year as in conventional firms.[23]  In addition, employee ownership seems correlated with greater worker satisfaction.  Another benefit suggested by early studies is the increased performance and value of stock of employee-owned firms compared to conventional firms.  A 1985 study projected on the basis of the performance of 147 ESOPs that the average employee making the median wage of $18,000 in 1983 would acquire a share worth $31,000 in ten years and $120,000 in twenty.  The former figure exceeds the net worth of one half of American families; the latter exceeds the net worth of all but the top fifth of families for 1985.[24] 

 

      An examination of ESOPs in Ohio in 1985-86 found that not all ESOPs are equally beneficial.[25]  Many companies, it was found, made small or irregular contributions to their plans in effect limiting the benefit to employees. Employee participation also appeared to be quite limited.  The benefits ascribed to ESOPs in the early studies (see above) were not as likely to materialize under such conditions. The authors concluded that most benefits ascribed to ESOPs in the literature are not necessarily the consequence of merely establishing an ESOP.  In the few firms that were characterized by high employee ownership, large contributions made to their plans, and high employee participation were found to be more to likely to reap the potential benefits than were firms that did not have these characteristics.

 

      A similar study done in Michigan also found that employee ownership had a positive impact on companies in several different ways.[26]  It was found that there was an increase in opportunities for employee involvement in decision making.  It was also found that there was either stable or increased productivity since the introduction of employee ownership.  The higher the level of employee participation the more likely there would be increased productivity.  Lastly, it was found that democratically structured firms were more likely to report greater increases in productivity than firms without such structures in place were.  This was also found to be true of majority owned firms compared to minority owned firms.

 

      The evidence from studies done prior to the GAO study suggest that employee-owned firms have higher levels of productivity compared with traditional firms.  The evidence suggests that this is especially true for employee-owned firms with higher levels of levels of employee participation.  It was found during this time, however, that there was very little worker participation in employee-owned firms-even in majority employee-owned firms.  One researcher noted, given the evidence that employee-owned firms with greater participation seem to out perform employee-owned firms without such structures, that “legislation mandating significant worker participation in employee-owned firms would be a move toward a more efficient and a more just society.”[27]

 

The General Accounting Office Study

 

      The United States General Accounting Office administered the most extensive study done on employee ownership during this time.[28]  This study was important for two reasons.  First, this study raised a number of questions about the validity of earlier employee ownership studies.  Specifically, it called into question the representativeness of the samples of employee-owned companies used in earlier studies.  Unlike earlier studies, the GAO was able to draw on a much more representative sample of ESOP companies.  Second, the study called into question the assumption that employee ownership, by itself, was enough to bring about increases in productivity and profitability. 

 

      Employee ownership was evaluated against both its explicit and implicitly stated goals.  Concerning the goal of broadening ownership, the study found that ESOP plans do broaden ownership to a very limited degree.  In 1983, ESOP assets accounted for less than 1% of the total stock outstanding.  Concerning the goal that ESOPs can be an alternative mechanism for financing capital growth, there was little evidence that ESOPs were utilized to finance capital growth. 

 

      Although not explicitly stated in federal legislation as a goal, the study examined the productivity of ESOP companies compared with traditional firms.  The study found that there was little evidence to support the claim that the establishment of an ESOP contributes to either profitability of productivity.  Furthermore, the study found that there was limited employee participation at employee-owned firm.  However, it was found that participation was the only factor that contributed to increased performance among employee-owned firms.   

 

After GAO Study

 

      Studies done after the GAO study studies find similar results to the pre-GAO studies, but not necessarily with as dramatic results.  These later studies suggest that employee-owned firms have comparable profitability with conventional firms of similar size but there was not necessarily a relationship between increased sales and employee ownership.[29]  Later studies provide more evidence concerning the relationship between employee ownership and employee participation.[30]  Employee ownership has been criticized by some for not exhibiting greater change once an ESOP is in place.[31]  In response to these critics, one author notes “they [the critics] make the theoretical assumption that because companies are employee owned, they will therefore be expected to have higher levels of employee participation.”[32]

 

      A comparison of the differences between ESOPs, producer co-ops, and traditional firms, found that co-ops seem to have equal of greater job satisfaction than do both ESOPs and traditional firms.  This seems linked to the level of worker participation.  It was found that there is a lower rate of turnover at ESOPs than at traditional firms.  It was also found that ESOPs and producer co-ops were characterized by lower levels of absenteeism than were traditional firms.  The author notes that these results have important policy implications because, currently, the federal government, as well as several state governments, has policies that give preferential treatment to ESOPs, but not necessarily to co-ops.  Furthermore, virtually all of the preferential tax treatments go to financial aspects of employee ownership.  Worker participation, on the other hand, gets little, if any, public policy support or any tax incentives.  The author suggests that some minimal level of participation be required.[33] 

 

      A similar study found that employee ownership was tied to greater satisfaction when employees perceived that they were more involved.  Psychological ownership, or perceived control, was considered a more important factor than actual control.  The evidence suggests that increased value of ownership as well as higher levels of perceived influence seemed to have a greater impact on organizational commitment than did lower levels of perceived influence.  Salary was not correlated to employee attitude but was correlated with the financial value of the ESOP.  Workers who left the firm often felt they had less influence than those who stayed, despite the fact that they were owners.  For those who stay, perceived employee influence may be of more value than the financial aspects, which are normally not realized till the worker retires.[34] 

 

      The effectiveness of employee ownership and participation on productivity is contingent on various factors.  One study found that increased productivity appears linked to employee participation in decision making (albeit restricted participation).  This is contingent, however, on the level of return employees enjoy.  When employees have no control rights, increasing employee return rights can have either negative or positive effects on productivity.  This is contingent on the nature of the agency problem, unionization, and other factors.  Increases in productivity are dependent on the level of control, with moderate to dominant control found to be best, the amount of profit to be shared, and the justification for the type of control implemented.[35]     

 

      Not all forms of employee participation, however, have been found to be of equal benefit.  Comparing different types of employee participation,[36] one study found that the most effective approaches to employee ownership were self-directed work teams and gainsharing programs. [37]  The evidence seems to demonstrate that these two forms of participation general produce significant improvements in both productivity and employee attitudes.  The least effective types of participation were worker councils/employee representatives and quality circles.  Quality of worker life programs, employee ownership, and job enrichment were considered intermediate in terms of effectiveness.  The effectiveness of employee ownership varied depending on whether other forms of participation were introduced.

 

      Comparing managerial buyouts (MBO) with employee buyouts (EBO), one study found several interesting characteristics.  Prior to buyouts, relative to MBOs, EBOs firms usually had a lower value of assets per employee, poorer stock price performance, and lower leverage.  EBOs were also more likely to have overfunded pension plans, more likely to be under takeover pressure, and have less ownership by officers and directors.  After the buyout, however, cash-reducing compensation changes were reported by only 2.6% of MBOs compared to 56% of EBOs.  EBOs were as highly leveraged as MBOs but tended to use a higher proportion of bank debt.  It was also found that EBOs had a lower percentage of third party and institutional investors and employees fail to obtain substantial control rights early in EBOs.  Lastly, EBOs did not appear to differ from MBOs with regard to employment growth or long-term outcomes.[38]

 

      Comparing firms’ performance for pre- and post-employee ownership, it was found that employee ownership seems linked to improved performance within the individual firm over time.  The majority of employee-owned firms, in one study, had improved growth and sales rates from their pre-ESOP to their post-ESOP period.[39]  A similar study found that both ESOP and profit-sharing plans increased productivity.  The productivity effects increased with the age of the plans. The rate of relative growth in output, for publicly held firms, was about 1.8% for ESOPs and 3.8% for profit-sharing plans.[40]

 

      One study examining the impact of ESOPs on wealth and income in Washington found that ESOP companies have significantly higher pay than did traditional firms.[41] Furthermore, employees at ESOP companies had at least one retirement plan where as workers at traditional firms were much less likely to have any form of retirement plan.  In terms of equality of economic opportunity, it was found that that employees at ESOPs than employees in traditional firms.  However, there was greater economic inequality within ESOPs.  The benefits of employee ownership were greatest for the highest paid employees while there appeared to be little benefit for the lowest paid employees.  Employee ownership, it was concluded does not necessarily bring about economic equality.  However, unionization was found to diminish the gap between the highest and lowest paid workers in ESOP companies.   

 

      The effect of employee ownership seems to vary from firm to firm.  One study attempted to assess the effect of employee ownership, profit sharing, and gainsharing on high tech firms.  The evidence suggests that there is a positive link between employee ownership, profit sharing, and gainsharing on productivity.  However, the study found that the positive effect varied depending on the particular industry, type of plan, and even human resource practices.

 

Summary and Implications

 

        Although the majority of studies suggest that employee ownership seems related to increased productivity, the results have become more diverse as more (and better) studies are done.  Increased productivity appears linked to the age of the ESOP and may also be contingent on the level of employee participation. The evidence appears to suggest that some forms of employee participation are more effective than are others.  Employee participation appears to be the one constant factor attributable to increased productivity. Furthermore, employee ownership, it was found does not necessarily entail economic equality.  Employees at employee-owned firms, however, are more likely to have higher wages than employees in traditional firms.  The evidence seems to indicate that these results do vary depending by industry type.  Given the mixed results concerning employee ownership and performance, one researcher contends that “further research is [still] clearly needed to determine what aspects of worker ownership, if any, are conducive or nonconducive to productivity.”[42]

     

      It appears that research on employee ownership has had little influence on state policy and policy makers.  The research suggests that employee ownership can help retain jobs, yet there is scant mention of employee ownership as a job retention or job creation strategy.  The business community at-large seems to be much more aware of employee ownership research.  But like state policy makers, many in the private sector (business leaders, consultants, attorneys) are unaware of the benefits available at the state level. 

 

      Given the research findings, there is one primary implication for future policies.  The one factor, consistent through the research, is that when employee ownership is coupled with employee participation, employee-owned firms outperform their conventional counterparts.  Not only does higher levels tend to bring about improved productivity but increased job satisfaction.  It seems logical then that requirements of participation should be tied to financial assistance for employee buyouts.  The effectiveness of employee ownership programs indicates that such programs should also be part of future policies. 


III.  A Survey of Employee Ownership Legislation at the State Level in the 1990s

 

Introduction

 

      The number of employees involved in some form of employee ownership, as illustrated in Section I, has been on the rise over the last two decades.  This has been due, in part, to increased state involvement.  This seems to be particularly true of states with proactive employee ownership programs such as Michigan, New York, Ohio, Oregon, and Washington.  A variety of different types of legislation concerning employee ownership have been passed over the last 25 years at the state level.  The purpose of the following section is twofold.  First, there will be an examination of the trends associated with the passage of employee ownership legislation.  Second, there will be an overview of the state legislation concerning employee ownership.

 

Trends in Employee Ownership Legislation

 

An examination of legislation passed at the state-level to promote, encourage, and facilitate employee ownership over this time period