“Fix Globalization” Conference

Washington D.C. October 9th-11th 2002

 

CAPITAL STATEGIES FOR LABOUR

Labour`s use of Employee Ownership

 

David Wheatcroft

 

 

The question “How does Labour use Employee Ownership in the UK?” can be answered up in two words  IT DOESN’T”.

 

If you think that some 2 million workers in the UK hold shares in the company they work in then it could be looked on as a success. 

 

However this shareholding is only a minute portion of the total and does not touch, never mind challenge Globalization or the concentration of wealth.

 

I have to say I place a great deal of blame of this on the British Trade Union Movement for this situation in the UK.

 

At this point let me make it clear I am not opposing Trade Unions.  Indeed I have been a member from my first job at the age of 15 when my stepfather threatened to give me a “thick ear” if I couldn’t show him my Union Card by the end of the first week.

 

I was politically awakened at the age of 21 and have been an active member ever since serving as a Shop Steward, Branch Secretary, Area Representative and Worker Director.

 

My presentation is not so much a knock at Trade Unions more of an “awakening call” to what is happening around us.  There is a need to stop missing opportunities and to start to represent their members in the field of Employee Shareholding and Ownership. 

 

Until Trade Unions start to embrace Employee Shareholding the opportunities to use employee ownership to their advantage will always go begging.

 

I believe there are 2 main reasons why the UK Trade Unions should get more involved in Employee Ownership.

 

 

 

 

 

 

 

 

 

 

2

 

 

 

Firstly it is reported that some 30,000 businesses are lost every year in the European Union due to the owners closing them or selling them on. 

 

My second reason is based on a study by Lester T Thurow an economic professor from Massachusetts USA which concluded that of all the extra wealth that was created in the USA in the 1980s, 64% has gone to the top 1% of the population. At a very good guess I would say those figures have continued if not grown since and further that this has been reflected in the European Union.

 

What Lester T Thurow is saying in essence (which I suspect is no surprise to anyone here) is, THE RICH HAVE GOT RICHER AND THE POOR HAVE GOT POORER.

 

The increase in wealth over the past few decades have been mainly in the value of Equities (or Stocks) but the only contact most UK workers had with these have been indirectly through investments of their Pension Funds. 

 

However the surpluses that has built up in the funds as a result of the increase equity value has in many cases been “milked” by the employees  (both Private and Public) by either taking Contribution Holidays or siphoning off the fund directly.  This has resulted in the workers seeing no increase in the extra wealth created.  Bearing this in mind it is rather ironic, distasteful and obscene when you consider that now there is a downfall in equity values that some employers are downgrading the benefits or asking the workers to contribute more to maintain their pension values.

 

Let me say at this point that in the UK both employee Pensions and Shareholdings are kept as two separate sources of income and are never merged into one fund.    

 

The call for a more even distribution of wealth is not a new calling, It was in the 15th Century that Francis Bacon’s famous epigram was offered to King Henry VII on protecting the rights of tenant farmers.  He said, “WEALTH IS LIKE MUCK (MANURE), IT IS NOT GOOD BUT IF IT BE SPREAD”.

 

Many years later there is the story of the hard times of the 1939-45 World War when an Aristocratic Lady was addressing a group of young wives about how to make a nourishing stew from fish heads.  After her talk she invited questions. A young workers wife stood up and said  “ Thank you for your talk, I’m sure my children and myself will enjoy the soup, however my question is WHO HAD THE REST OF THE FISH?

 

 

 

 

 

 

 

 

3

 

 

A few enlightened UK companies have given their workers access to equality by employee ownership, Tullis Russell for one but by far the industry with the greatest number of employee owned companies was the British Bus Industry although most of them have been swallowed up by the PLC. Groups.

 

This “exercise” was regarded by most as a failure for employee ownership.  But if you think of the many models of ownership and Industrial democracy it left us to study and learn from, coupled with the fact that it ensured the inevitable Capital Gains from privatisation was more widely spread than it would have been,  I think it was rather less of a failure than some people purport.

 

What I have to say on the British Buses is that the local T U officials were left by their National Leaders to pursue worker ownership alone except for such organisations as JOL and Robert Oakeshott who helped us tremendously.

 

I believe if the Trade Union Movement had taken a proactive role at that time then the face of, not just the Bus Industry , but the whole industrial base of the UK would look a lot different now. It was an opportunity we couldn’t afford to miss, but we did.

 

I also believe we missed another opportunity with the setting up of the latest Government Share Scheme called the Share Incentive Plan (SIP). If the Trade Unions had put as much effort influencing the consultation process as the employers and their representatives then we would have seen a much better deal for the workers, as it was it was a retrograde step as far as workers were concerned.

 

Recently the Inland Revenue kindly gave me the latest figures for employee participants of the current Approved Employee Share Schemes. They are :-

 

1.25 million in the Profit Sharing Share Scheme

1.75 million in the SAYE Share Option Scheme

 0.7 million in the Share Incentive Plan

making 3.7 million in all. 

 

 

If you allow for overlap and estimate the percentage of Trade Union members in the Total UK Workforce I think you can safely say that at least 750,000 Trade Union members hold shares in the company where they work or in other words are Employee Shareholders.

 

 

 

 

 

 

 

 

 

4

 

 

 

The UK Trade Unions offer a great many financial services including.

 

BANKING, PENSIONS,  CREDIT CARDS,  LOANS,  MORTGAGES, HOLIDAY AND TRAVEL CLUB,   all types of INSURANCE including home, motor,  travel,  violent crime and pet, TELEPHONE DISCOUNTS,  ROAD RESCUE and even MOBILE PHONES.

 

Yet they offer their members (including the 750,000 Employee shareholders) little or no information on EMPLOYEE OWNERSHIP AND SHAREHOLDING.

 

In my experience of representing UK workers on employee issues for over a decade I have to say that the majority of workers have very little knowledge of how employee shareholding and shareholding in general works.

 

This is due mainly for two reasons. Firstly most UK workers historically have not been raised in a shareholding environment and secondly the lack of support, education and publicity from the workers natural representative source namely the Trade Unions.

 

As I said before this has resulted in a great many trade union members (and officials) remaining ignorant of the workings, status and value of their shares and how to use them to the best advantage, be it as individuals or collectively.

 

I’m sure I don’t have to tell you that more EDUCATION leads to more EMANCIPATION leads to more POWER leads to more CONTROL.

 

What the workers need is someone to co-ordinate their power of ownership and turn it into control,

 

This can be done by showing the individual shareholder that if they act as one, they can influence the decisions and workings of the company in which they work.

 

This task could and should be done by the Trade Unions by education and representation.

 

Employee Ownership should be regarded as part of the employees benefit package and should be negotiated for them by the collective bargaining of the Trade Unions.

 

 

 

 

 

 

 

 

 

 

5

 

 

 

 

The questions all Trade Unionists, both Local and National figures, have to ask themselves is.

 

WHY NOT HAVE SOME OF THE ACTION?

 

WHY NOT SHARE IN THE SUCCESS YOU HAVE HELPED TO ACHIEVE?

 

WHY NOT SPREAD THE OWNERSHIP INSTEAD OF ALLOWING IT TO BE CONCENTRATED ON A FEW WHO VIEW EMPLOYEES AS AN ASSET TO BE BOUGHT AND SOLD AT WILL?

 

WHY NOT INFLUENCE THE DESTINY OF THE COMPANY YOU HAVE INVESTED YOUR FUTURE EMPLOYMENT IN?

 

Some might say that this is the wrong time to talk about employee shareholding while others would say that the depression in the market is the best time to become involved, to start at the bottom of the curve so to speak.

 

Generally at this moment the balance of power in employee ownership is tipped away from the workers in favour of the employers, it needs the Trade Unions on board and representing their members to even the balance out.

 

What is clear is where Trade Unions have taken a proactive role in employee Ownership whether at National or Local level they have proved a great success, both in the running of the company and in the status of the Union.

 

So we need to stop missing opportunities and embrace employee shareholding and Ownership and make use of the power and responsibility that it brings.

 

Thank you

           

 

 

 

 

 

 

 

 

DW   30-Sep-02 david@wheatcroft38.freeserve.co.uk