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Re[8]: HOMESTEAD: accounting and time limited investment



I assumed that income and capital gains taxes went to the Feds rather than
to the State?

At 01:11 PM 8/6/2000 , you wrote:
>Do you think a special tax would be necessary to maintain revenue neutrality? 
>It seems possible existing income and cap gains taxes might do the trick.  But
>as with any tax incentives, is it possible to measure the resulting tax loss 
>and
>gain with enough precision to reassure policy-makers?  
>
>____________________Reply Separator____________________
>Subject:    Re[7]: HOMESTEAD: accounting and time limited investment    
>Author: <EOsubnat@cog.kent.edu>
>Date:       6/8/00 12:27 PM
>
>Equity Quid Pro Quo for State taxes may well provide sufficient incentive
>to encourage conversion to an OTC program.  The problem may not be with the
>ability of the State to provide concessions on land, payroll, sales taxes
>etc. to initiate such a converson but on obtaining an offset for the loss
>of State revenues from the ownership transfer.
>
>The state may need to introduce a special tax on the income transferred to
>local citizens by the OTC?
>
>Regards
>
>Shann
>
>At 12:02 PM 8/6/2000 , you wrote:
>>Basically, I'm trying to figure out if a state government, like Hawaii, could
>>put together a tax incentive package on its own (without corresponding
federal
>>govt tax breaks) that would be sufficiently lucrative to make a difference.  
>>But
>>I don't think you can tell me that without more info about Hawaii's business
>>taxes.  
>>
>>____________________Reply Separator____________________
>>Subject:    Re[6]: HOMESTEAD: accounting and time limited investment    
>>Author: <EOsubnat@cog.kent.edu>
>>Date:       6/7/00 1:52 PM
>>
>>At 01:14 PM 7/6/2000 , you wrote:
>>>Thanks again for the quick reply.  So based on what you said below and in
>>>response to Karen May, do you agree with the following statement: 
>>>
>>>Even complete tax holidays for firms which choose to become OTCs will not
>>>guarantee the proliferation of OTCs within the jurisdiction of the governing
>>>entity offering the tax holiday if investment opportunities in that 
>>>jurisdiction
>>>still are not globally competitive.  AGREED, BUT THIS WOULD ALSO MEAN THAT
>>INVESTMENTS WOULD NOT BE MADE IN CONVENTIONAL COMPANIES WITH THE SAME
>>BUSINESS ACTIVITY.  WHAT EVER THE BUSINESS ACTIVITY IT WOULD BECOME MORE
>>GLOBALLY COMPETITIVE WITH OTC TAX CONCESSIONS NOT AVAILABLE IN CONVENTIONAL
>>LEGAL STRUCTURES.  I DON'T UNDERSTAND THE POINT YOU MAY BE MAKING.
>>>
>>>This also links back to the question I asked you earlier this year re:
>whether
>>>or not even the most generous tax breaks on the sub-national government
level
>>>would be adequate to entice the creation of a substantial number of OTCs
>>on the
>>>sub-national level.  
>>>
>>>____________________Reply Separator____________________
>>>Subject:    Re[5]: HOMESTEAD: accounting and time limited investment    
>>>Author: <homestead@cog.kent.edu>
>>>Date:       6/7/00 12:53 PM
>>>
>>>At 12:23 PM 7/6/2000 , you wrote:
>>>>Shann,
>>>>
>>>>I'm going to repeat this back to you in my own words to see if I now 
>>>>understand.
>>>> 
>>>>
>>>>OTC offspring would not get preferential treatment in terms of obtaining
>>>>financing from the parent OTC.  IT IS NOT THE PARENT THAT PROVIDES FUNDS
>>>TO THE OFFSPRING BUT THE OTHER WAY AROUND AS THE OFFSPRING WILL NEED TO PAY
>>>FUNDS TO THE PARENT TO ACQUIRE SECTIONS OF ITS BUSINESS.  THE OFFSPRING
>>>RAISES FUNDS FROM MAKING A RIGHTS ISSUE TO THE SHAREHOLDERS OF THE PARENT.
>>>The offspring would have to compete for
>>>>investment capital along with all other investment options, both local and
>>>>non-local.  But because the parent OTC was BECOMING locally owned,
>>>all/SOME profits would be
>>>>captured locally.  This would increase the locally-controlled pool of 
>>>>investment. YES AND INCREASE THE PROPENSITY OF LOCAL SHAREHOLDERS IN THE
>>>PARENT TO FINANCE NEW COMPANIES.
>>>>capital.  
>>>>
>>>>In turn, this would increase the likelihood--but would not
>>guarantee--that OTC
>>>>offspring would not have to secure non-local investment capital.  YES
>>>Therefore,
>>>>proliferation of the OTC model would not be guaranteed, but would depend on
>>>>whether or not the local owners of the parent OTC had a preference for
local
>>>>investments even if the potential ROI was less than non-local investments
>>>after
>>>>factoring in any local tax incentives for investing in OTCs.  NO. 
>>>
>>>THE OTC MODEL COULD BE CONTINUED IN ANY OFFSRPING COMPANY.
>>>IT WOULD NOT MATTER IF THE INITIAL SHAREHOLDERS WERE OUTSIDERS BECAUSE
>>>LOCAL OWNERHIIP AND CONTROL IS REGAINED OVER TIME.
>>>ALL OFFSPRING ENTERPRISES WOULD NEED TO OFFER A COMPETIVE ROI OTHERWISE THE
>>>BUSINESS WOULD AND SHOULD DIE OUT.
>>>>
>>>>Is this correct?
>>>>
>>>>Thanks for your time and patience.
>>>>
>>>>Tom Brandt
>>>>
>>>>
>>>>
>>>>
>>>>
>>>>____________________Reply Separator____________________
>>>>Subject:    Re[4]: HOMESTEAD: accounting and time limited investment    
>>>>Author: <homestead@cog.kent.edu>
>>>>Date:       6/6/00 4:53 PM
>>>>
>>>>Thomas
>>>>
>>>>No you did not misunderstand.
>>>>OTCs automatically transfer any alien ownership to stakeholders who have
>>>>voting rights to eliminate the export of surplus profits to aliens.  In
>>>>this way they accelerate the rise in local incomes.
>>>>
>>>>Regards
>>>>
>>>>Shann
>>>>
>>>>At 04:39 PM 6/6/2000 , you wrote:
>>>>>Please forgive my continued confusion, but I could swear in a recent
>>posting 
>>>>>you
>>>>>reiterated what I thought was your belief that decreasing dependency on 
>>>>>external
>>>>>financing was a core component of your efforts to find a way to replicate
>>>>>Mondragon.  Did I misunderstand that, too?  
>>>>>
>>>>>____________________Reply Separator____________________
>>>>>Subject:    Re[3]: HOMESTEAD: accounting and time limited investment   
>>>>>Author: <homestead@cog.kent.edu>
>>>>>Date:       6/6/00 2:03 PM
>>>>>
>>>>>Thomas
>>>>>
>>>>>New Mondragon coop are financed by their banker not by other coops.
>>>>>You are quire correct that offspring of OTCs will need to compete with all
>>>>>other investment options.
>>>>>This is a contributing reason of why efficiency is improved.
>>>>>There is no guarantee for perpetuation of any business.
>>>>>This is why I call it eclogical ownership as in nature all things must
die.
>>>>>
>>>>>Regards
>>>>>
>>>>>Shann
>>>>>
>>>>>At 12:48 PM 6/6/2000 , you wrote:
>>>>>>Thanks for the quick response.  But I'm still confused.  I thought
>>Mondragon
>>>>>>created new coops by requiring that some portion of the earnings of the
>>>>parent
>>>>>>coop be used as start-up capital for the offspring.  What you are
>>describing
>>>>>>below seems different in that it sounds like the offspring will have to
>>>>>compete
>>>>>>(with all other investment options) for the investment capital generated
>>>>>by the
>>>>>>profits of the parent coop.  If so, how would this guarantee the 
>>>>>>perpetuation of
>>>>>>OTCs? 
>>>>>>
>>>>>>____________________Reply Separator____________________
>>>>>>Subject:    Re[2]: HOMESTEAD: accounting and time limited investment  
>>>>>>Author: <homestead@cog.kent.edu>
>>>>>>Date:       6/6/00 12:36 PM
>>>>>>
>>>>>>Thomas
>>>>>>
>>>>>>Offspring companies would be financed by re-investment of the dividends
>>>>>>from their parent companies.
>>>>>>
>>>>>>Parent OTCs will have a much higher dividend payout as they could be
>paying
>>>>>>out all their earnings and even some of their non-cash costs such as
>>>>>>depreciation and depletion allowances.  Shareholders will need to
>>>>>>continually re-invest their returns.  Shareholders have the choice of
>>>>>>re-investing in many other situations be it real estate, bonds, regular
>>>>>>corporations or OTCs.  Corporate re-investment decisions will largely be
>>>>>>transferred from management to shareholders to improve the efficiency of
>>>>>>allocating investable funds.  Management will need to continuously
compete
>>>>>>for new funds.  This will reduce investments by managers who may be
>>>>>>motivated by the self-indulgences of management.
>>>>>>
>>>>>>Investments in OTCs will be continually self-liquidating.  This is why
>>>>>>shareholders will continually need to find new investments.  The need to
>>>>>>create "offspring" corporations to finance expansion will complement this
>>>>>>situation by continually creating new investment opportunities.  A much
>>>>>>more dynamic and competitive capital market is created.  This is why
I got
>>>>>>my very early articles published by the Australian Stock Exchange Journal
>>>>>>as it provided a way to make stockbrokers a "Growth Industry"!  Something
>>>>>>they might now be even more interested in as the internet displaces them.
>>>>>>
>>>>>>Hope this clears up the matter.
>>>>>>
>>>>>>Regards
>>>>>>
>>>>>>Shann
>>>>>>
>>>>>>
>>>>>>At 12:07 PM 6/6/2000 , you wrote:
>>>>>>>Shann,
>>>>>>>
>>>>>>>You probably explain this in many of your writings, some of which I've
>>>>read. 
>>>>>>>But I confess that I have forgotten how your offspring financing idea
>>would
>>>>>>>work.  If the formation of offspring companies will be necessary to
>>>>>>finance the
>>>>>>>growth of OTCs, it is not clear to me from the excerpt below how the
>>>>>>offsprings
>>>>>>>will be financed.  From some combo of conventional debt or equity
>>>>financing? 
>>>>>>>This is how I interpret the excerpt below, but I know that can't be
right
>>>>>>>because you are trying to replicate Mondragon's independence from
>external
>>>>>>>financing.  Could you please clear this up for me? 
>>>>>>>
>>>>>>>I've also separated out the following sentence because it is
particularly
>>>>>>>confusing to me.
>>>>>>>
>>>>>>>Aloha!
>>>>>>>
>>>>>>>"Investors obtain continuity of investment by taking up new share
>>issues to
>>>>>>>create a much more efficient capital market."
>>>>>>>
>>>>>>>However, many businesses will want to grow and this will require new
>>>>>>>investment.  Investors in OTCs will demand full payout of earnings so
>>>growth
>>>>>>>will need to be financed by establishing what I refer to as "offspring"
>>>>>>>enterprises.  I call them offspring because they do not become
>>>>>subsidiaries of
>>>>>>>their parent company who gave birth to them.  
>>>>>>>
>>>>>>>Offspring companies could be new OTCs formed by a new share issue to the
>>>>>>>investors of the parent OTC and any others new investors who took up
>>shares
>>>>>>>not first taken up by the parent company shareholders.  The parent
>company
>>>>>>>would play the role of the Mondragon "Godfather" who are used to
>guide the
>>>>>>>development of new ventures.
>>>>>>
>>>>>>Shann Turnbull
>>>>>>P.O. Box 266 Woollahra, Sydney, Australia, 1350
>>>>>>Phone: 02 9328 7466 office; 02 9327 8487 home
>>>>>>Fax: 02 9327 1497 home & office.  Mobile 0418 222 378
>>>>>>Outside Australia, replace first "0" with "61" after international access
>>>>code
>>>>>>Life long E-mail: sturnbull@mba1963.hbs.edu
>>>>>>Alternate:sturnbull@optusnet.com.au
>>>>>>http://members.optusnet.com.au/~sturnbull/index.html
>>>>>>
>>>>>>
>>>>>> 
>>>>>>
>>>>>>
>>>>>
>>>>>Shann Turnbull
>>>>>P.O. Box 266 Woollahra, Sydney, Australia, 1350
>>>>>Phone: 02 9328 7466 office; 02 9327 8487 home
>>>>>Fax: 02 9327 1497 home & office.  Mobile 0418 222 378
>>>>>Outside Australia, replace first "0" with "61" after international access
>>>code
>>>>>Life long E-mail: sturnbull@mba1963.hbs.edu
>>>>>Alternate:sturnbull@optusnet.com.au
>>>>>http://members.optusnet.com.au/~sturnbull/index.html
>>>>>
>>>>>
>>>>> 
>>>>>
>>>>>
>>>>
>>>>Shann Turnbull
>>>>P.O. Box 266 Woollahra, Sydney, Australia, 1350
>>>>Phone: 02 9328 7466 office; 02 9327 8487 home
>>>>Fax: 02 9327 1497 home & office.  Mobile 0418 222 378
>>>>Outside Australia, replace first "0" with "61" after international access
>>code
>>>>Life long E-mail: sturnbull@mba1963.hbs.edu
>>>>Alternate:sturnbull@optusnet.com.au
>>>>http://members.optusnet.com.au/~sturnbull/index.html
>>>>
>>>>
>>>> 
>>>>
>>>>
>>>
>>>Shann Turnbull
>>>P.O. Box 266 Woollahra, Sydney, Australia, 1350
>>>Phone: 02 9328 7466 office; 02 9327 8487 home
>>>Fax: 02 9327 1497 home & office.  Mobile 0418 222 378
>>>Outside Australia, replace first "0" with "61" after international access
>code
>>>Life long E-mail: sturnbull@mba1963.hbs.edu
>>>Alternate:sturnbull@optusnet.com.au
>>>http://members.optusnet.com.au/~sturnbull/index.html
>>>
>>>
>>> 
>>>
>>>
>>
>>Shann Turnbull
>>P.O. Box 266 Woollahra, Sydney, Australia, 1350
>>Phone: 02 9328 7466 office; 02 9327 8487 home
>>Fax: 02 9327 1497 home & office.  Mobile 0418 222 378
>>Outside Australia, replace first "0" with "61" after international access
code
>>Life long E-mail: sturnbull@mba1963.hbs.edu
>>Alternate:sturnbull@optusnet.com.au
>>http://members.optusnet.com.au/~sturnbull/index.html
>>
>>
>> 
>>
>>
>
>Shann Turnbull
>P.O. Box 266 Woollahra, Sydney, Australia, 1350
>Phone: 02 9328 7466 office; 02 9327 8487 home
>Fax: 02 9327 1497 home & office.  Mobile 0418 222 378
>Outside Australia, replace first "0" with "61" after international access code
>Life long E-mail: sturnbull@mba1963.hbs.edu
>Alternate:sturnbull@optusnet.com.au
>http://members.optusnet.com.au/~sturnbull/index.html
>
>
> 
>
>

Shann Turnbull
P.O. Box 266 Woollahra, Sydney, Australia, 1350
Phone: 02 9328 7466 office; 02 9327 8487 home
Fax: 02 9327 1497 home & office.  Mobile 0418 222 378
Outside Australia, replace first "0" with "61" after international access code
Life long E-mail: sturnbull@mba1963.hbs.edu
Alternate:sturnbull@optusnet.com.au
http://members.optusnet.com.au/~sturnbull/index.html